Cat-25 · PSP & Payment Compliance · 9 Tools

PSP & Payment Compliance Hub

Nine browser-based tools covering the full compliance lifecycle for payment institutions and e-money institutions — safeguarding and capital requirements, SEPA OLO, surcharging rules, FCA operational resilience, PI/EMI authorisation readiness, SCA exemption classification, and APP fraud reimbursement. PSD2 · PSRs 2017 · FCA · UK PSR. Client-side. Zero PII.

PSD2 · PSRs 2017 FCA · EBA Zero PII Export
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Tool Library

9 PSP & Payment Compliance Tools

Follow the 4-stage compliance journey below, or jump directly to the tool you need. All tools run in your browser — no account, no data transmission.

1
Stage 1
Authorisation & Capital
2
Stage 2
Customer Protection
3
Stage 3
Cross-Border & Product Compliance
4
Stage 4
Operational Resilience
Group 1 · Authorisation & Capital Requirements (T404, T405, T418)
T404
ChecklistExport

Payment Institution Authorisation Readiness Checker

Gap-check PI/EMI licence applications against FCA and EU NCA requirements. Readiness score 0–100 with gap list per PSD2/PSRs 2017 Article requirement.

PSD2 UK PSRs 2017 FCA NCA
Open Tool
T405
CalculatorExport

E-Money Institution Capital Requirements Calculator

Compute EMI own-funds requirement per EMD2 Article 5 Methods A/B/C. Comparison across all three methods with recommended approach. For Payment Institutions under PSD2, see T418.

EMD2 UK EMRs Methods A/B/C
Open Tool
T418
CalculatorExport

Payment Institution Own Funds Calculator

Compute PI own-funds requirement per PSD2 Article 9 using Methods A (10% of fixed overheads), B (tiered % of payment volume × k), or C (3-year rolling average). Floor: €125,000. Compare all three methods side-by-side. Complements T405 for EMIs.

PSD2 Art.9 UK PSRs 2017 Methods A/B/C
Open Tool
Group 2 · Customer Funds & Fraud Liability (T269, T406)
T269
ChecklistPolicy Mandate

PSP Customer Fund Safeguarding Assessment

Assess UK FCA enhanced safeguarding compliance for PIs and EMIs. Evaluates safeguarding method, permitted assets, daily reconciliation, acknowledgment letter, and shortfall calculation against CP22/15 requirements.

FCA CP22/15 Segregation Acknowledgment Letter
Open Tool
T406
CalculatorExport

PSR APP Reimbursement Liability Splitter

Allocates APP fraud reimbursement liability between sending and receiving PSPs under UK PSR PS23/3 (Oct 2024). Computes £ splits, claim eligibility, and gross negligence defence scenarios.

PSR PS23/3 APP Fraud Oct 2024
Open Tool
Group 3 · Transaction & Operational Compliance (T270, T272, T419, T376)
T270
ChecklistPolicy Mandate

SEPA One-Leg-Out (OLO) Readiness Checker

Evaluate EU PSP readiness for mandatory SEPA OLO rules (effective October 2025): structured postal address completeness, purpose code usage, and currency conversion disclosure for non-EEA leg transactions.

SEPA OLO EPC Oct 2025
Open Tool
T272
ReferencePolicy Mandate

Payment Surcharging Compliance Navigator

Cross-jurisdiction surcharging rules in one tool. Determine whether card and A2A surcharging is permitted, banned, or cost-capped across EU PSD2, UK PSR, US state laws (10 states), and Australia RBA.

PSD2 UK PSR RBA US State Laws
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T419
Decision ToolExport

SCA Transaction Exemption Classifier

Given a transaction's characteristics, identify all applicable SCA exemptions (low value, TRA, trusted beneficiary, recurring, B2B, MIT) ranked by friction. Outputs liability shift position for each exemption. EU PSD2 RTS and UK FCA SCA-RTS.

PSD2 RTS FCA SCA TRA Low Value
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T376
FrameworkExport

FCA Operational Resilience Impact Tolerance Builder

Build and self-assess UK FCA PS21/3 Important Business Services, set impact tolerances, map vulnerabilities, and scenario-test tolerance breaches. UK-specific ORB framework. Board sign-off deadline was March 2025.

FCA PS21/3 PRA SS1/21 IBS UK ORB
Open Tool

v1.0 · May 2026 · 9 Tools · Cat-25 · PSP & Payment Compliance

Audience

Who Uses These Tools

Compliance Officers

Authorisation readiness, capital adequacy, safeguarding audit, SCA compliance. Use T404 to gap-check PI/EMI licence applications and T269 to assess FCA enhanced safeguarding under CP22/15.

Payments Engineers

SEPA OLO implementation, SCA exemption routing, surcharging rules integration. Use T270 for OLO readiness, T419 to classify SCA exemptions by friction level, and T272 for cross-jurisdiction surcharging logic.

Risk & Finance Teams

APP fraud liability, capital requirements, operational resilience tolerance-setting. Use T406 for PSR PS23/3 reimbursement liability splits, T405/T418 for EMI/PI own-funds calculations, and T376 to map impact tolerance breaches.

Legal & Regulatory Affairs

PSD2/PSRs statutory obligation mapping, FCA CP22/15 compliance. Use T404 to identify authorisation gaps and T272 for cross-jurisdiction surcharging rule mapping across EU, UK, US, and Australia.

Regulatory Coverage

Key Regulatory Frameworks

Tools in this hub are mapped to obligations under the following frameworks. Verify current applicability with qualified legal counsel.

PSD2 / UK PSRs 2017

Authorisation, SCA, and safeguarding obligations. T404 gap-checks PI/EMI licence applications against PSD2 and UK PSRs 2017 Article requirements. T419 implements PSD2 RTS SCA exemption logic.

EMD2 / UK EMRs

E-Money capital and own-funds requirements. T405 computes EMI own-funds per EMD2 Article 5 Methods A/B/C. T418 computes PI own-funds per PSD2 Article 9 with €125,000 floor.

FCA CP22/15

Enhanced safeguarding for UK PIs and EMIs. T269 evaluates safeguarding method selection, permitted assets, daily reconciliation, acknowledgment letter, and shortfall calculation against CP22/15.

SEPA OLO Rules (EPC)

Mandatory EU rules effective October 2025. T270 checks structured postal address completeness, purpose code usage, and currency conversion disclosure for non-EEA leg transactions under EPC OLO rules.

FCA PS21/3 / PRA SS1/21

UK Operational Resilience framework. T376 builds FCA PS21/3 Important Business Services definitions, sets impact tolerances, maps vulnerabilities, and scenario-tests tolerance breaches. Board deadline: March 2025.

UK PSR PS23/3

APP Fraud Reimbursement, effective October 2024. T406 allocates liability between sending and receiving PSPs, computes £ splits and gross negligence defence thresholds under UK PSR PS23/3.

PSD2 RTS on SCA

Strong Customer Authentication and common secure communication. T419 classifies all applicable SCA exemptions — low value, TRA, trusted beneficiary, recurring, B2B, MIT — with liability shift positions for EU PSD2 RTS and UK FCA SCA-RTS.

Cross-Jurisdiction Surcharging

EU PSD2, UK PSR, US state laws (10 states), and Australia RBA. T272 determines whether card and A2A surcharging is permitted, banned, or cost-capped across all four regulatory regimes in a single navigator.

Quick Start

Get Started in 3 Steps

  1. 1

    Establish Your Licence Baseline

    Start with T404 to gap-check your PI or EMI authorisation readiness. Then compute your required capital: T405 for EMIs (EMD2 Article 5) or T418 for PIs (PSD2 Article 9). Assess safeguarding compliance with T269.

  2. 2

    Address Transaction and Product Compliance

    Check SEPA OLO readiness with T270 if you handle cross-border EU payments. Map surcharging rules across jurisdictions with T272. Classify every transaction type against SCA exemption routes with T419.

  3. 3

    Build Operational Resilience

    Map Important Business Services and impact tolerances with T376. Review APP fraud liability exposure with T406 and ensure your reimbursement workflows are ready for UK PSR PS23/3.

Related Hubs

Explore Adjacent Suites

MCP Integration

Agentic Access via MCP

All 9 tools expose structured outputs compatible with the AINumbers MCP manifest. Tools with Export badges produce JSON outputs deployable via the AINumbers.co MCP server to your compliance agent workflows.

Tool IDMCP NameInput SchemaOutput
T404check_pi_authorisation_readinessinstitution_type, jurisdiction, application_stage, existing_licences[]readiness_score, gap_list[], article_refs[], recommended_actions[]
T405calculate_emi_capital_requirementsmethod, average_outstanding_emoney, fixed_overheads, payment_volumeown_funds_requirement, method_comparison{}, recommended_method
T418calculate_pi_own_fundsmethod, payment_volume_annual, fixed_overheads, rolling_avg_3yrown_funds_requirement, floor_applied, method_comparison{}, psd2_article_ref
T269assess_psp_safeguarding_compliancesafeguarding_method, asset_types[], reconciliation_frequency, acknowledgment_letter_obtained, shortfall_amountcompliance_score, gap_items[], cp22_15_mapping{}
T406split_app_reimbursement_liabilityclaim_amount, sending_psp_factors{}, receiving_psp_factors{}, gross_negligence_indicators[]liability_split{}, sending_psp_share, receiving_psp_share, eligibility_determination, defence_scenarios[]
T270check_sepa_olo_readinesspayment_flows[], address_fields{}, purpose_code_usage, currency_conversion_disclosurereadiness_score, gap_items[], epc_rule_refs[], effective_date
T272navigate_surcharging_compliancepayment_method, jurisdiction, surcharge_amount, merchant_cost_basissurcharge_permitted, rule_applicable, cap_amount, regulatory_ref, cross_jurisdiction_matrix{}
T419classify_sca_exemptionstransaction_amount, payee_type, payment_type, channel, fraud_rate_psp, fraud_rate_issuerapplicable_exemptions[], ranked_by_friction[], liability_shift{}, regime
T376build_fca_impact_tolerancebusiness_services[], tolerance_thresholds{}, vulnerabilities[], scenario_inputs{}ibs_map{}, tolerance_assessments[], breach_scenarios[], board_sign_off_status