OpenChainGraph Suite · ART-545 · wave 85

SLATE Reporting Readiness Diagnostic

Score a caller-declared covered-securities-loan reporting pipeline against the FINRA Rule 6540 obligation checklist (SEC 10c-1a implementation, SLATE reporting) across 5 dimensions: reporting-agent registration, same-day capture, Rule 6500-series field-spec mapping, a unique loan-identifier scheme, and recordkeeping retention. Returns an A–F grade. Second stage of the slate-reporting-readiness chain, receiving from art-544.

SEC 10c-1a / FINRA Rule 6540SLATE5-Dimension GradeZero PIIW3C VC §13.11
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Scope & validate-never-transmit
Declared-state readiness diagnostic only: scores a caller-declared reporting pipeline against the Rule 6540 obligation checklist. This is explicitly NOT a full SLATE conformance engine and does not replace art-544-slate-report-validator's field-level structural validation of an actual report record. This tool never calls fetch, never calls an RNSA, and never simulates submission; readiness is not submission. Second stage of the slate-reporting-readiness chain. Reporting compliance date is 2028-09-28 per the SEC's 2025-12-03 exemptive order (post-remand of NAPFM v. SEC, 5th Cir., 2025-08-25); re-verify against a then-current SEC.gov release before treating that date as load-bearing.
Presets
Rule 6540 Obligation Checklist
Result
Execution Hash & §4 Artifact
SHA-256 execution hash (JCS canonical, RFC 8785):