SLATE Reporting Readiness

Field-level structural validation of a covered-securities-loan report record against the FINRA Rule 6500-series field spec (loan terms, rate, collateral type, counterparty) (art-544) → scores the caller’s declared reporting pipeline against the FINRA Rule 6540 obligation checklist across five dimensions: reporting-agent registration, same-day capture, field-spec mapping, unique loan-identifier scheme, and recordkeeping retention; returns A–F grade and gap list (art-545). Validate-never-transmit throughout: neither node calls fetch, calls an RNSA, or simulates submission. Zero network, zero PII.

OpenChainGraph · 2 Steps compliance mandate SEC 10c-1a / FINRA Rule 6540 Validate-Never-Transmit W3C VC §13.11 Hash-Anchored §4 chain_depth:2 · Zero PII

Chain Stages · 2 Steps

1ROOTnode

SLATE Securities-Loan Report Field Validator art-544

Field-level structural validation feeds the readiness diagnostic

MCP Call · validate_slate_report_fields

{
  "jsonrpc": "2.0",
  "method": "tools/call",
  "params": {
    "name": "validate_slate_report_fields",
    "arguments": {
      "reports": [
        {
          "loan_id": "LOAN-OPAQUE-2027-0001",
          "effective_date": "2027-01-15",
          "rate_type": "REBATE",
          "rate": 0.015,
          "collateral_type": "CASH",
          "counterparty_id": "CPTY-OPAQUE-042",
          "security_identifier": "US0000000000",
          "quantity": 10000,
          "loan_type": "NEW"
        }
      ]
    }
  },
  "id": 1
}

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2TERMINAL · D1node

SLATE Reporting Readiness Diagnostic art-545

Scores declared reporting-pipeline readiness against the Rule 6540 obligation checklist (final stage)

MCP Call · run_slate_reporting_fit

{
  "jsonrpc": "2.0",
  "method": "tools/call",
  "params": {
    "name": "run_slate_reporting_fit",
    "arguments": {
      "reporting_agent_registered": true,
      "same_day_capture_configured": true,
      "field_spec_mapping_complete": true,
      "unique_loan_identifier_scheme": true,
      "recordkeeping_retention_configured": true
    }
  },
  "id": 2
}