SR 26-2 · Kernel Category Mapping · Reference Guide

SR 26-2 Kernel Category Mapping

AINumbers kernels are not SR 26-2 "models." The guidance defines a model as a method built on statistical, economic, or financial theory, and explicitly excludes deterministic, rule-based calculations from that definition. AINumbers kernels are deterministic, clause-cited recomputations, so most of them sit on the excluded side of that line. What a kernel can honestly be is one input to a bank's own outcomes analysis or benchmarking-to-other-models step, or, where a vendor model is in view, an independently-derived comparator number a bank's model-risk function can weigh against the vendor's output. This page maps kernel categories to the SR 26-2 clauses they can inform; it never claims the mapping does the bank's monitoring for it.

SR 26-2 (2026-04-17) Not a Model Outcomes Analysis Benchmarking Zero PII
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Reliance boundary This page is not legal, compliance, or model-risk advice, and nothing on it is validation, ongoing monitoring, or outcomes analysis performed by AINumbers. It is a computed reading of SR 26-2 as of the date cited below; verify against the current official text before relying on it (see disclosures/terms.html). SR 26-2 itself states that non-compliance with the guidance "will not result in supervisory criticism" against a banking organization (Part I); nothing here should be read as implying the guidance compels anything. Every artifact this page references ships at public-demo/example grade.
Source

SR 26-2, Read at Source

Supervisory Guidance on Model Risk Management, SR Letter 26-2, Attachment. Issued 2026-04-17 by the Board of Governors of the Federal Reserve System, the FDIC, and the OCC. Supersedes SR 11-7 (2011) and SR 21-8 (2021). Cover letter: federalreserve.gov/supervisionreg/srletters/SR2602.htm. Substantive attachment (the source of every clause below): SR2602a1.pdf, retrieved 2026-08-13.

Part II · What counts as a "model"

The guidance defines a model as a method applying statistical, economic, or financial theory to produce quantitative estimates, and states the term excludes deterministic rule-based processes and software with no such theory underpinning them. This is the clause that keeps AINumbers kernels outside the guidance's own definition of a model.

Part III · Materiality carve-out

For a model a bank has already deemed low-materiality, the guidance sanctions a lighter duty: identify it and monitor its performance and the conditions under which it might become material, rather than full validation. A periodic, offline-checkable receipt is a plausible input to exactly that lighter duty.

Part V · Outcomes analysis and benchmarking

Outcomes analysis, per the guidance, compares model outputs to corresponding real-world outcomes to assess performance against objectives. Elsewhere the guidance notes that benchmarking to other models can be more practical than a full theoretical review for some models.

Part VII · Vendor and third-party products

The guidance calls for ongoing monitoring and outcome analysis to assess whether vendor models stay accurate and fit for purpose, while acknowledging a bank often cannot see a vendor's underlying code or methodology. An independently-derived, clause-cited comparator number is one way to partly close that gap.

Category Map

Kernel Category to SR 26-2 Expectation

This is a category mapping, not a per-kernel enumeration: there are hundreds of live kernels, and a hand-picked exhaustive list goes stale the moment a new one ships. These four categories cluster around the Part V and Part VII clauses above; a bank's own tooling can point at any AINumbers kernel's receipt, including ones beyond the examples linked here.

CategoryExample kernelsSR 26-2 clause it can evidenceHow
Screening / AI-governance quality scorers art-93art-97 Part VII, vendor ongoing monitoring and outcome analysis A scorer's cited-clause output on a bank's own screening-model tuning parameters is a dated, run-over-run data point. Drift in that score is the kind of thing Part V's ongoing model monitoring asks a bank to watch.
Deterministic rate / ratio / threshold recomputes art-215art-218art-219art-220art-223art-224art-225 Part V, benchmarking to other models and outcomes analysis If a bank's pricing or loan-origination vendor model computes the same regulatory figure (APR, points-and-fees, a threshold flag), the equivalent kernel run on the same inputs produces an independently-derived comparator value. The bank's own benchmarking step does the comparing; the receipt is a raw input to it.
Capital / risk-ratio recomputes art-180art-183art-184art-185art-254 Part V, outcomes analysis and benchmarking Same shape as the row above, applied to a bank's internal capital or IRRBB model rather than a consumer-lending pricing model.
Fair-lending disparity recomputes art-229art-230 Part V, outcomes analysis A dated, independently-recomputed disparity figure a bank's fair-lending model-monitoring process can weigh against its own statistical model's output. The weighing is the bank's, not this page's.

Every row above names a category of AINumbers kernel. Per the model definition in Part II, none of those kernels is itself an SR 26-2 model: the table names what a kernel's receipt can feed into, never what the kernel is. Nothing here claims coverage of a bank's model-risk needs; these are the categories that exist and fit, not a complete inventory.

v1.0 · August 2026 · SR 26-2 Attachment retrieved 2026-08-13

Positioning

What This Mapping Is, and Is Not

Is

A category map from existing AINumbers kernels to the SR 26-2 clauses (Part V, Part VII) their output can inform when a bank's own model-risk function chooses to cite it, plus a companion tool (in progress) that re-verifies a batch of kernel receipts and assembles them into a dated bundle for that function to review.

Is not

Model validation, ongoing model monitoring, or outcomes analysis performed by AINumbers. The word "validated" is never used on this page to describe a kernel's own arithmetic: a kernel's output is checked against the cited clause, or independently recomputed; validation, in the SR 26-2 sense, is an activity of the recipient bank's own model-risk function.

Never carries

An assurance grade. No pass/fail verdict on a bank's model, no opinion on a vendor model's fitness, and AINumbers is never named as the arbiter of anything a kernel touches.

Grade

Every artifact this mapping references ships at public-demo/example grade, stated here and on every generated bundle. It is not a substitute for a validation engagement.

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