Category 28 · PSP Safeguarding & Compliance · 7 Tools

PSP Payment Safeguarding & Compliance Hub

Complete toolkit for payment service providers navigating authorisation, safeguarding, and payment scheme compliance obligations. Covers PSP safeguarding assessment, SEPA OLO requirements, alias/proxy directory readiness, surcharging compliance, PI/EMI authorisation readiness, EMI capital requirements, and APP reimbursement liability splitting.

7 Browser Tools PSD2 / PSD3 UK PSRs 2017 APP Reimbursement Oct 2024 Zero PII · Client-Side
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Tool Library

7 PSP Safeguarding & Compliance Tools

Seven standalone browser tools covering every layer of PSP authorisation, safeguarding, payment scheme compliance, and fraud reimbursement obligations.

Foundation Tools — Safeguarding & Scheme Compliance
T-269
PSRs 2017 Assessment

PSP Safeguarding Assessment

Assesses PSP safeguarding arrangements against PSRs 2017 Reg 23 requirements. Covers segregation methods, ring-fencing, insurance equivalence, and audit trail obligations.

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T-270
SEPA Readiness

SEPA OLO Readiness Checker

Checks readiness for SEPA One-Leg-Out (OLO) transaction processing requirements. Assesses currency conversion, BIC/IBAN formatting, and EPC scheme rule compliance.

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T-271
PSD2 Assessor

Alias/Proxy Directory Readiness Assessor

Assesses readiness for alias/proxy directory integration (CoP, IBAN, OBIE). Maps obligations under UK Confirmation of Payee rules and EU proxy directory standards.

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T-272
PSD2 Navigator

Payment Surcharging Compliance Navigator

Navigates surcharging prohibitions and exemptions under PSD2 Art 62 and UK PSRs 2017 Reg 57. Determines permitted surcharge scenarios across card schemes and geographies.

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New Tools — Authorisation, Capital & APP FraudNEW
T-404
PSRs 2017 Score 0–100 AP2

Payment Institution Authorisation Readiness Checker

Gaps PI/EMI/AISP/PISP licence applications against FCA and EU NCA requirements. Scores readiness 0–100, lists gaps per PSD2/PSR 2017 Article requirements, checks capital adequacy.

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T-405
EMD2 Method A/B/C AP2

EMI Capital Requirements Calculator

Computes own-funds requirement for EMIs under EMD2 Art 5 / UK EMRs 2011 using Methods A, B, and C. Comparison table, buffer recommendations, and EBA/GL/2021/03 guidance.

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T-406
PSR PS23/3 Liability Split AP2

PSR APP Reimbursement Liability Splitter

Allocates liability between sending and receiving PSPs under UK PSR APP Reimbursement Rules (effective Oct 2024). £415,000 cap, vulnerability flags, gross negligence exception.

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Compliance Journey

PSP Lifecycle Compliance Path

Use these tools in sequence to build a complete PSP compliance posture — from authorisation through ongoing safeguarding and fraud reimbursement obligations.

Audience

Who Uses These Tools

Compliance & Regulatory Affairs

FCA/NCA application preparation, ongoing PSRs 2017 compliance monitoring, safeguarding audits, and APP reimbursement policy documentation.

Finance & Treasury

EMI capital requirements calculation (Methods A/B/C), own-funds planning, and safeguarding account management under PSRs 2017 Reg 23.

Fraud & Risk Operations

APP reimbursement liability splitting, claim eligibility assessment, vulnerability flag management, and gross negligence evidence protocols.

Product & Engineering

CoP/alias directory integration readiness, SEPA OLO technical compliance, and payment scheme surcharging logic for checkout flows.

Regulatory Coverage

6-Framework Regulatory Coverage

Tools in this hub are mapped to obligations under these frameworks. Verify current applicability with qualified legal counsel before relying on any output.

PSD2 / PSD3

Payment Services Directive 2 (2015/2366/EU) and forthcoming PSD3. Covers PI/EMI authorisation, safeguarding (Art 10), SCA (Art 97–98), and surcharging (Art 62).

UK PSRs 2017

Payment Services Regulations 2017 SI 752. UK post-Brexit equivalent. Governs PI/EMI authorisation (Reg 5), safeguarding (Reg 23), and complaints (Reg 101).

EMD2 / UK EMRs 2011

E-Money Directive 2 (2009/110/EC) and UK E-Money Regulations 2011. Own-funds requirements (EMD2 Art 5), initial capital (Art 4), and safeguarding (Art 7).

PSR APP Rules (Oct 2024)

PSR Policy Statement PS23/3. Mandatory reimbursement for APP fraud victims. 50/50 default split, £415,000 cap, consumer vulnerability protections, 13-month claim window.

FCA Payment Services Approach

FCA Payment Services & E-Money Approach Document. Supervisory expectations for authorisation applications, safeguarding, and client fund protection.

SEPA Regulation

SEPA Regulation (EU) 260/2012 and EPC scheme rulebooks. One-Leg-Out requirements, IBAN-only migration, and CT/DD scheme compliance for cross-border EUR payments.

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MCP Integration

Agentic Access via MCP

All 7 tools expose structured outputs compatible with the AINumbers MCP manifest. Three tools (T404, T405, T406) support full Policy Mandate JSON (AP2) export.

Tool IDMCP NameKey InputsKey Outputs
T269assess_psp_safeguardingsafeguarding_method, fund_types[], jurisdictioncompliance_score, gap_list[], policy_mandate_json
T270check_sepa_olo_readinesspsp_type, currency_pairs[], iban_validationreadiness_score, gaps[], scheme_obligations
T271assess_alias_proxy_directory_readinessdirectory_type, jurisdiction, integration_methodreadiness_score, cop_obligations[], gaps[]
T272navigate_surcharging_compliancepayment_method, jurisdiction, merchant_categorypermitted, prohibition_basis, exemptions[]
T404assess_payment_institution_authorisation_readinessentity_type, jurisdiction, services[], initial_capitalreadiness_score, gap_matrix{}, policy_mandate_json
T405calculate_emi_capital_requirementsmethod, avg_outstanding_emoney, relevant_indicator, payment_volume, multiplierrequired_own_funds, all_methods{}, buffer_rec, policy_mandate_json
T406split_psr_app_reimbursement_liabilitypayment_amount, fraud_type, vulnerability_flags[], gross_negligenceeligible, sending_psp_amount, receiving_psp_amount, policy_mandate_json