Cat-29 · T570 · US Banking & Consumer Regulation

NYDFS Part 500 Certification Builder

Build the 23 NYCRR 500 annual filing: a Certification of Material Compliance, or an Acknowledgment of Noncompliance, whichever your control state supports. Five control domains scored against Part 500 sections, material-nonconformity remediation tracking, an April 15 filing-deadline calculation, and a senior-officer sign-off gate that must clear before the evidence bundle is released.

NYDFS 23 NYCRR 500 Annual Filing · Apr 15 Senior Officer Sign-Off Zero PII Client-Side v1.0
Scope & reliance — 🔒 All inputs are processed locally in your browser. No data is transmitted. Do not enter real personal data — use synthetic or anonymised inputs only. This tool builds the evidence-bundle shape for a 23 NYCRR 500 filing; it does not submit anything to NYDFS and the sign-off recorded here is a local attestation, not a legally effective filing. Deterministic logic · no inference · zero PII · CC BY 4.0.
Filing Configuration
Domain 1 · Governance & CISO (§500.02–.04)
Written cybersecurity program covering §500.02 core functions
CISO designated, reports to Board/Senior Governing Body
Annual CISO written report delivered to governing body
Domain 2 · Risk Assessment & Access Controls (§500.09, .07)
Periodic risk assessment, reviewed/updated for material changes
Access privileges limited/reviewed on a periodic basis
Multi-factor authentication for remote/privileged access
Domain 3 · Testing & Monitoring (§500.05, .06, .14)
Annual penetration test + biannual vulnerability assessment
Audit trail systems reconstructing material transactions
Cybersecurity awareness training program, refreshed annually
Domain 4 · Third Party & Encryption (§500.11, .15)
Third-party service provider security policy in force
Encryption of nonpublic information at rest and in transit
Compensating controls documented where encryption infeasible
Domain 5 · Incident Response & Notice (§500.16, .17)
Written incident response plan, tested in the reporting year
72-hour Superintendent notice procedure for reportable events
Ransomware-payment / extortion-payment notice procedure
⚠ Senior-Officer Sign-Off Gate
Complete the checklist, sign off, and click Build Certification Bundle