T430 · WealthTech · Cat-27

MiFID II/III Investment Suitability Assessment Framework

Structure a MiFID II Article 25 / MiFID III suitability assessment for retail and professional clients. Maps client financial situation, investment objectives, risk tolerance, knowledge, and experience against proposed product risk to generate a suitability determination and flag gaps.

MiFID II Art.25 MiFID III ESG v1.0 · May 2026
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Section 1 — Client Classification
Section 2 — Financial Situation
Section 3 — Investment Objectives
Section 4 — Risk Tolerance
Risk Score — 1 (Very Conservative) to 7 (Very Aggressive)
4
Drag to set client self-assessed risk appetite (1=very conservative, 7=very aggressive)
Section 5 — Knowledge & Experience
Financial Products Known / Used (select all that apply)
Proposed Product
4
Suitability Determination
Assessment by Section
Gap List & Flagged Issues
Risk Profile Summary
Suitability Statement Template
Agentic Payments Protocol v1.0 · mandate_type: mifid_suitability_assessment